Top-tier law firm seeking an associate to join its Asset Management department in New York on the Regulatory & Enforcement team. The role focuses on advising investment advisers — including private fund advisers — on federal securities regulatory and compliance matters.

Candidates will work on regulatory counseling and enforcement preparedness, compliance program development, and regulatory responses. Experience with broker‑dealer regulatory matters is a plus but not required.

3–6 years of post‑qualification experience in securities regulatory, compliance, or enforcement work
Significant experience advising investment advisers, including private fund advisers, on federal securities law and related compliance matters
Experience drafting compliance policies, regulatory filings, and responding to regulator inquiries preferred
Strong writing, analytical, and client‑service skills; ability to manage multiple matters in a fast‑paced practice

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