Asset Management Associate, Regulatory & Enforcement — New York

Well-established US law firm is hiring a mid-level associate to join its Asset Management Regulatory & Enforcement practice in New York. The role focuses on advising investment advisers, including private fund advisers, on regulatory and compliance matters under the federal securities laws.

Work will include counseling on compliance programs, regulatory reporting and examinations, responses to enforcement inquiries, and related transactional and governance matters. Collaboration with colleagues across offices on complex, cross-border regulatory matters is expected.

• 3–6 years' post-qualification experience in securities regulatory or enforcement work
• Demonstrated experience advising investment advisers and private fund advisers on federal securities law compliance
• Familiarity with regulatory examinations and enforcement responses; broker-dealer experience is a plus
• J.D. and admission to practice in at least one U.S. jurisdiction; strong drafting and client-communication skills