Associate

Financial Services Regulatory Enforcement Associate — New York

  • LocationNew York, New York
  • Work typeOn-site
  • Experience5–7 PQE
  • Compensation$260k–$330k
  • PracticeCompliance & Regulatory

A leading US law firm

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Seeking a mid‑ to senior‑level associate (approximately 5–7 years' experience) to join a US financial services regulatory enforcement team in New York. The role focuses on representing banks, fintechs, and other regulated entities in government investigations, regulatory enforcement matters, and related compliance work.

Day‑to‑day work includes responding to regulatory inquiries and subpoenas, conducting internal investigations, drafting advocacy materials and regulatory submissions, and supporting enforcement‑related litigation and discovery. The position involves collaboration across a national financial services practice and exposure to federal and state regulators.

  • 5–7 years' experience in regulatory enforcement, investigations, or related litigation
  • Experience with financial services regulators or government enforcement agencies; prior government experience valued
  • Law degree (J.D.) and active bar membership or eligibility for admission
  • Strong legal research, writing, and analytical skills; ability to manage complex matters and client communications
  • Interest in fintech, financial services regulation, and enforcement trends

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