Associate

Investment Management Associate — Securities (Chicago, also NY/Philly/DC)

  • LocationChicago, Illinois
  • Work typeOn-site
  • Experience3–8 PQE
  • Compensation$260k–$435k
  • PracticeSecurities, Compliance & Regulatory

An Am Law 100 firm

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An established national law firm seeks an Investment Management Associate to join its Securities practice. This role can be based in Chicago, New York, Philadelphia, or Washington, D.C., and will work on regulatory and transactional matters for registered investment companies and investment advisers.

The position requires substantive experience under the Investment Company Act, the Investment Advisers Act, the Securities Act and the Exchange Act, and involves drafting and reviewing registration statements, offering documents, investment management agreements, board materials and related regulatory filings. The team emphasizes collaboration, strong client service and high-quality written work.

The firm maintains a hybrid in-office policy (typically three days per week) and offers a competitive compensation and benefits package consistent with experience and office location.

  • 3–8 years of post-qualification experience in investment management/securities regulatory work
  • Direct experience with the Investment Company Act of 1940 and the Investment Advisers Act of 1940
  • Experience preparing and reviewing registration statements, offering documents, investment management agreements and board meeting materials
  • Excellent writing, analytical skills, attention to detail and strong academic credentials

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