Top-tier investment-funds regulatory team in New York is seeking a 2–4 year associate to join its market-facing practice. The role focuses on advising fund sponsors on regulatory compliance across fundraising, fund governance and SEC interaction.

Typical work includes reviewing offering materials and fund governing documents, preparing SEC filings, responding to examinations and advising on compliance with the Investment Advisers Act. The team handles a mix of transactional and examination/enforcement matters for investment management clients.

2–4 years of investment funds regulatory experience at a major law firm
Strong familiarity with the Investment Advisers Act of 1940; familiarity with the Investment Company Act and Securities Act preferred
Experience preparing SEC filings, reviewing fund documents, and responding to examinations
Admitted to practice in New York
Excellent drafting and client-facing skills

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Confidential. We never contact your current employer.