Compliance

Senior Risk and Compliance Manager — Compliance & Regulatory — London

A highly regarded law firm

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Experienced risk and compliance professional needed to join a well-regarded London law firm’s Risk and Information Security team. The role supports regulatory oversight, client onboarding, conflicts triage and complaints handling, working closely with Legal, IT and Finance stakeholders.

The postholder will take responsibility for day-to-day compliance casework and project support: initial conflicts review using Intapp Open, complaints escalation and correspondence, document and regulatory disclosure requests, rolling file reviews and maintenance of quality and risk-management policies (ISO9001 and related standards).

The team offers flexible working options and a collaborative environment; the role reports into the senior risk & compliance leadership and involves regular liaison with partners and business services teams.

  • Qualified solicitor, barrister or equivalent foreign lawyer with an unrestricted right to practice
  • Minimum 4 years’ post-qualification experience, ideally with at least one year in fee-earning or a compliance team at an English law firm
  • Working knowledge of the SRA Code of Conduct and associated regulatory framework
  • Familiarity with AML, sanctions, PEPs and data protection principles is desirable
  • Excellent written legal skills, strong stakeholder communication and the ability to work autonomously under competing deadlines

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