Associate

Asset Management Associate — Regulatory & Enforcement

An Am Law 100 firm

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Top-tier law firm is seeking a 3–6 year associate to join its Asset Management team in offices across the United States. The role sits in the Regulatory & Enforcement practice supporting investment-adviser clients, including private fund advisers, on compliance and enforcement matters under the federal securities laws.

Successful candidates will advise on regulatory compliance programs and examinations, draft and negotiate client-facing materials, and support enforcement responses. Experience with broker-dealer regulatory issues is helpful but not required.

The firm is an equal-opportunity employer and provides reasonable accommodations for candidates with disabilities.

  • 3–6 years' experience advising investment advisers, including private fund advisers, on federal securities law compliance
  • Familiarity with regulatory examinations and enforcement responses
  • Broker-dealer regulatory experience is a plus
  • Strong drafting, research and client-facing skills

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