Asset Management Associate — Regulatory & Enforcement
- Offices (2)New York, New YorkWashington, District of Columbia
- Work typeOn-site
- Experience3–6 PQE
- PracticeCompliance & Regulatory
An Am Law 100 firm
Apply in confidence →Top-tier law firm is seeking a 3–6 year associate to join its Asset Management team in offices across the United States. The role sits in the Regulatory & Enforcement practice supporting investment-adviser clients, including private fund advisers, on compliance and enforcement matters under the federal securities laws.
Successful candidates will advise on regulatory compliance programs and examinations, draft and negotiate client-facing materials, and support enforcement responses. Experience with broker-dealer regulatory issues is helpful but not required.
The firm is an equal-opportunity employer and provides reasonable accommodations for candidates with disabilities.
- 3–6 years' experience advising investment advisers, including private fund advisers, on federal securities law compliance
- Familiarity with regulatory examinations and enforcement responses
- Broker-dealer regulatory experience is a plus
- Strong drafting, research and client-facing skills
Apply for this role
Confidential. We never contact your current employer.