Associate, Securities — Washington, D.C.
- LocationWashington, District of Columbia
- Work typeOn-site
- Experience3–6 PQE
- PracticeSecurities, Corporate
A leading international law firm
Apply in confidence →Senior associate role in a law firm Asset Management / Registered Funds team based in Washington, D.C. The position focuses on counseling registered investment companies (mutual funds, ETFs, closed‑end funds, BDCs and similar vehicles), their trustees/directors, and registered investment advisers on formation, registration, governance and ongoing compliance matters.
Responsibilities include drafting and reviewing prospectuses and shareholder materials, advising on product development and novel product designs, conducting legal research on securities and Investment Company/Advisers Act issues, and representing clients in interactions with regulators. The role involves collaboration with portfolio managers, product and compliance teams and mentoring junior lawyers.
- 3–6 years post‑qualification experience in registered funds / securities law
- Strong knowledge of the Investment Company Act, Investment Advisers Act and related securities laws
- Experience drafting prospectuses, shareholder reports and fund documentation
- J.D. from an accredited law school and admission to the relevant jurisdiction bar
- Excellent written and oral communication, research and client counseling skills
Apply for this role
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