Associate

Financial Services Regulatory Enforcement Associate — Compliance & Regulatory

A leading US law firm

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Growing Financial Services Regulatory Enforcement team seeks a mid‑ to senior‑level associate (approximately 5–7 years' experience) to join practice groups in multiple U.S. offices. The role focuses on representing financial institutions, fintech companies, and other regulated entities in government investigations, regulatory enforcement matters, and related compliance work.

Typical matters include responding to regulator inquiries and subpoenas, conducting internal investigations, drafting submissions and advocacy materials, and supporting enforcement‑related litigation and discovery. The position offers significant responsibility on complex, high‑stakes matters and collaboration across broader financial services and fintech practices.

  • J.D. and active bar membership or eligibility to obtain admission
  • Approximately 5–7 years of experience in regulatory enforcement, investigations, or related litigation
  • Experience with financial services regulators or government enforcement agencies; prior government experience a plus
  • Strong legal research, writing, and advocacy skills; ability to manage complex matters and work independently under partner oversight
  • Interest in fintech and emerging regulatory trends; excellent communication and client‑facing skills

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