Top-tier investment management group seeks a senior-level associate (3–6 years PQE) to join a national practice with offices across the United States. The role focuses on regulatory work for registered investment advisers and investment companies, including registered alternative funds and SEC-registered products.

Work will include advising on registration and exemption issues under the Investment Advisers Act and related securities laws, drafting corporate governance and compliance documentation, and counseling private fund clients on product structure and regulatory compliance. The team values collaboration and offers hybrid, cross-office opportunities.

3–6 years of experience in investment management or securities regulatory practice (preferably at a national or Am Law top-100 firm)
Experience advising registered investment advisers and registered investment companies, including alternative/registered funds
Familiarity with SEC Division of Investment Management practice and with registration, exemptions, compliance, governance and product-structure issues
Strong drafting, analytical and writing skills; excellent academic credentials
Admission to a U.S. state bar or eligibility to waive in

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