Law firm seeking an associate to join a US-based asset management regulatory and enforcement team. The role sits on the Regulatory & Enforcement practice and will support counseling investment advisers, including private fund advisers, on regulatory and compliance matters under the federal securities laws.

The position is open in the firm's U.S. offices, including New York and Washington, D.C. You will work on counseling clients on compliance programs and regulatory obligations and may assist on enforcement-related matters and investigations. Experience with broker‑dealer regulatory issues is a plus but not required.

3–6 years of post‑qualification experience advising investment advisers and private fund advisers on federal securities regulatory and compliance matters
Experience with compliance programs, regulatory counseling, and responding to regulator inquiries or enforcement matters
Familiarity with broker‑dealer regulation is beneficial
Strong drafting, analytical, and client‑service skills

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