Associate — Financial Services Regulatory & Compliance
- LocationMultiple US offices
- Work typeOn-site
- Experience3–5 PQE
- Compensation$260k–$365k
- PracticeCompliance & Regulatory, Finance & Banking
A global law firm
Apply in confidence →Mid-level associate position in a nationwide financial services regulatory and compliance team. The role is open to candidates based in several U.S. offices and offers opportunity to advise banks, money services businesses, payment firms and FinTech clients on regulatory, licensing and compliance matters.
The team works on both domestic and cross-border matters and supports clients on regulatory counseling, licensing/chartering, and compliance program development. The role involves client-facing responsibilities, substantial drafting and regulatory research, and collaboration across practice groups.
- 3–5 years' experience in financial services regulatory and compliance (banking, money services businesses, payment systems, or FinTech)
- Experience with licensing/chartering and familiarity with key financial services laws and regulations (e.g., BSA/AML, sanctions, third-party risk management, consumer compliance)
- Enforcement experience preferred
- Strong legal research, analysis and writing skills; attention to detail; proactive and team-oriented
- Admitted or eligible for admission in the relevant U.S. jurisdiction; Spanish language skills preferred
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