Associate

Associate — Investment Funds (Regulatory) — New York

  • LocationNew York, New York
  • Work typeOn-site
  • Experience2–4 PQE
  • Compensation$235k–$310k
  • PracticeCompliance & Regulatory

An Am Law 20 firm

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Leading global law firm is seeking an experienced associate to join a market‑leading investment funds regulatory team in New York. The role offers exposure to a broad regulatory practice supporting fund sponsors across fundraising, transactional matters, SEC examinations and enforcement work.

The successful candidate will work on reviewing offering materials and fund governing documents, preparing SEC filings, advising on regulatory compliance, and responding to examinations. This is a hands‑on position within a collaborative practice that advises clients across the asset management industry.

  • 2–4 years of investment funds regulatory experience at a global or large national law firm
  • Strong familiarity with the Investment Advisers Act of 1940; familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred
  • Experience reviewing offering materials and governing documents, preparing SEC filings, and responding to examinations
  • Admitted to practice in New York

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