Associate

Senior Securities Attorney – Technology Corporate (Silicon Valley)

An Am Law 50 firm

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A leading technology-focused corporate practice is seeking a senior attorney to join its Technology group in Silicon Valley, with a focus on federal and state securities law compliance.

The role involves advising on securities law exemptions, state Blue Sky requirements, and broker-dealer regulations, as well as supporting securities offerings, private company financings, investment funds, and capital markets transactions.

The successful candidate will work in a collaborative, entrepreneurial environment spanning multiple practice areas and offices.

  • Significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters
  • Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements
  • Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD)
  • Experience supporting securities offerings, private company financings, investment funds, and capital markets transactions
  • Outstanding academic credentials and comparable law firm experience
  • Excellent written and verbal communication skills
  • Relevant bar admission (or eligibility to obtain admission promptly) and deal sheet required

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