Associate

Senior Attorney – Technology Corporate & Securities (Blue Sky)

  • LocationNew York, New York
  • Work typeOn-site
  • PracticeCorporate, Securities, Compliance & Regulatory

An Am Law 20 firm

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A leading law firm is seeking a highly qualified senior attorney to join its Technology group, focusing on Blue Sky laws and related securities matters.

The role involves advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and associated compliance matters. The attorney will also support securities offerings, private company financings, investment funds, capital markets transactions, and other securities work.

This is an opportunity to work in a collaborative, entrepreneurial environment with lawyers and professionals across practice areas and geographies.

  • Significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and compliance matters.
  • Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.
  • Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD).
  • Outstanding academic credentials, comparable law firm experience, and excellent written and verbal communication skills.
  • Relevant bar admission (or eligibility to obtain admission promptly) and a deal sheet are required.

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