Of Counsel — Investment Management & Financial Institutions Regulatory
- Offices (3)New York, New YorkPhiladelphia, PennsylvaniaWashington, Dc, District of Columbia
- Work typeOn-site
- Experience7+ PQE
- Compensation$375k–$470k
- PracticeSecurities, Compliance & Regulatory
An Am Law 20 firm
Apply in confidence →A leading international law firm is seeking a highly qualified Of Counsel with law firm experience to join its Investment Management — Financial Institutions practice group. The role is multi-office and may be resident in major East Coast markets.
The successful candidate will counsel top-tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations, and the development and distribution of products and services.
The position involves analyzing complex regulatory matters, producing clear and comprehensive written work product, managing projects of varying sizes to completion, and engaging effectively with partners across the firm while managing and training more junior attorneys.
- 7+ years' experience with investment adviser regulatory matters
- Comparable law firm experience and/or experience at the SEC or an industry participant
- Demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law
- Proficiency in analyzing complex regulatory matters and producing clear, comprehensive written materials
- Ability to manage projects of varying sizes to completion and engage effectively with partners
- Experience managing and training more junior attorneys
- Excellent academic credentials and strong organization, drafting, communication, and analytical skills
- Active membership in the bar of the state where the applicable office is located
Apply for this role
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