An established Asset Management practice group within a Corporate department is seeking an experienced Registered Funds Associate with roughly 3–6 years of legal experience to join its Chicago office.

The role centers on advising registered investment companies — including mutual funds, exchange-traded funds, listed closed-end funds, interval funds, tender offer funds, and business development companies — along with their trustees and directors, and advising investment advisers on business and regulatory matters. You will work directly with clients, internal teams, and regulators to ensure compliance with applicable securities laws.

Responsibilities span fund formation, registration and ongoing compliance; product development and novel product designs; drafting and reviewing prospectuses, statements of additional information, and shareholder reports; legal research on emerging issues; and representation in interactions with regulatory authorities. The position also involves collaboration with portfolio managers, product development, and compliance teams, subject-matter support on adjacent financial-services transactions, and mentoring junior attorneys and legal staff.

Minimum of 3–6 years of legal experience practicing as a registered funds attorney
J.D. from an accredited law school and admission to the bar in the relevant jurisdiction
Strong knowledge of securities laws and regulations, particularly those governing registered investment companies and registered investment advisers
Ability to communicate complex legal concepts effectively to clients and internal stakeholders
Excellent analytical, research, and problem-solving skills
Ability to build and maintain client and colleague relationships and work both independently and within a global team
Proficiency in the responsible and ethical use of artificial intelligence technologies is preferred

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