Regulatory Associate — Investment Funds, Washington, D.C.

Leading investment-funds regulatory team in a major national office is seeking an associate to support a market-leading Investment Funds Group. The role focuses on advising fund sponsors on fundraising and transactional matters, and on handling SEC examination and enforcement-related work.

Typical responsibilities include reviewing offering materials and fund governing documents, advising on compliance with federal securities and investment-adviser rules, preparing SEC filings, and responding to examinations. The team offers exposure to complex regulatory issues across fund formation and operations.

This position reports into a well-established regulatory practice and comes with a competitive salary and benefits package.

• 1–3 years of post-qualification experience in investment-funds regulatory work at a national or global law firm
• Strong familiarity with the Investment Advisers Act of 1940; familiarity with the Investment Company Act and Securities Act is a plus
• Experience reviewing offering materials, governing documents, preparing SEC filings, and responding to examinations
• Admission to practice in the District of Columbia required