Associate

Financial Services Regulatory Enforcement Associate

An Am Law 50 firm

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A leading law firm is seeking a talented and motivated junior to mid-level associate (approximately 2-3 years of experience) to join its Financial Services Regulatory Enforcement practice. This role focuses on representing financial institutions, fintech companies, and other regulated entities in government investigations, regulatory enforcement matters, and related compliance issues.

The position offers the opportunity to work on complex, high-stakes matters involving federal and state financial services regulators while collaborating with a nationally recognized financial services team.

Responsibilities include responding to government inquiries and civil investigative demands, drafting submissions and advocacy materials, conducting internal investigations, advising clients on regulatory risk and enforcement exposure, analyzing emerging enforcement trends, and supporting related litigation and enforcement proceedings. Associates work closely with partners to manage matters and drive workstreams toward completion.

  • 2–3 years of legal experience in regulatory enforcement, government investigations, or related litigation
  • Experience handling matters involving financial services regulators or government enforcement agencies
  • Law firm experience advising financial institutions, fintech companies, or other regulated entities preferred
  • J.D. from an accredited law school
  • Active membership in the appropriate state bar (or eligibility to obtain admission)
  • Strong analytical, research, and writing abilities
  • Ability to manage complex matters and take ownership of key investigation components
  • Excellent communication and interpersonal skills; able to translate complex regulatory issues into practical client advice
  • Entrepreneurial, motivated, and comfortable in a fast-paced environment
  • Interest in financial services and fintech innovations and regulation

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