Registered Funds Associate (Asset Management) - San Francisco
- LocationSan Francisco, California
- Work typeOn-site
- Experience3–6 PQE
- PracticeCorporate, Compliance & Regulatory
An Am Law 20 firm
Apply in confidence →Seeking an experienced Registered Funds associate to join a leading Asset Management group within a global law firm's Corporate department in San Francisco. The role focuses on advising registered investment companies—including mutual funds, ETFs, listed closed-end funds, interval funds, tender offer funds, and business development companies—and their trustees/directors, as well as investment advisers on regulatory and business matters.
Responsibilities include fund formation, registration, and ongoing compliance; product development and novel product designs; drafting and reviewing prospectuses, statements of additional information, and shareholder reports; conducting legal research on novel issues; and advising on securities law compliance under the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, and Securities Exchange Act of 1934. The associate will also represent clients before the SEC and state securities regulators, collaborate with client teams, and provide training to junior attorneys.
This is an excellent opportunity to work closely with clients and regulatory authorities in a collaborative, global team environment. The firm values ethical use of AI technologies and offers a collegial culture with professional growth opportunities.
- 3–6 years of legal experience as a Registered Funds Attorney
- J.D. from an accredited law school and admission to the California bar (or ability to waive in)
- Strong knowledge of securities laws and regulations, particularly the Investment Company Act of 1940 and Investment Advisers Act of 1940
- Excellent analytical, research, and problem-solving skills
- Ability to communicate complex legal concepts effectively
- Flexibility to work independently and as part of a global team
- Proficiency in responsible and ethical use of AI technologies preferred
Apply for this role
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